6 days old

Associate - GBAM COO / Business Controls / E-Communication Review

Charlotte, NC 28230
**Job Description:**

The candidate will join the GBAM Central Business Controls Team in support of the GBAM E-Communications team. The GBAM E-Communications team is responsible for reviewing electronic communications to mitigate the reputational and regulatory risk to Bank of America Merrill Lynch through the use of keywords and risk-based reviews.

The candidate will be engaged in the supervision of regulated activities through the review of electronic and/or voice communications to detect potential violations of applicable laws, regulations or internal policies in support of the line of business supervision responsibilities. The candidate should have the ability to independently manage work and to conduct a detailed review of data utilizing their business, supervisory, regulatory, and/or compliance knowledge. Position will be responsible for the timely review of electronic and/or voice communications, the review of related data, the escalations to management where appropriate, and the coordination and documentation of the issues through to closure.

**Required Skills/Experience:**

+ Bachelors Degree

+ 3+ years of experience in the securities industry with knowledge of the Global Markets or Research areas, including a minimum of 1 year experience in a Compliance or Controls related role

+ Strong verbal and written skills

+ Must be detail-oriented and be able to work collaboratively

+ Proficient in MS Office including Excel

+ Series 7 preferred

+ Multilingual preferred

**Posting Date** : 08/07/2018

**Location** :


Charlotte, NC, HEARST TOWER, 214 N TRYON ST,

- United States

**Travel** : No

**Full / Part-time** : Full time

**Hours Per Week** : 40

**Shift** : 1st shift

**Assistance for Applicants with Disabilities**

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**Diversity & Inclusion**

At Bank of America, our commitment to diversity and inclusion is helping us to create not only a great place to work, but also an environment where our employees, our customers and our communities around the world can reach their goals and connect with each other. All qualified applicants will receive consideration for employment without regard to race, color, religion, gender, gender identity or expression, sexual orientation, national origin, genetics, disability, age, or veteran status.

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Associate - GBAM COO / Business Controls / E-Communication Review

Bank of America
Charlotte, NC 28230

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