10 days old

Cantor Fitzgerald: AML Compliance Analyst

BGC Partners
New York, NY 10007
  • Job Code
    18000077

Cantor Fitzgerald: AML Compliance Analyst

The Firm is looking for an individual with knowledge of the BSA/Patriot Act and has some experience in AML and Broker/Dealer Compliance.

Responsibilities:

  • Risk rating of customer accounts
  • Enhanced Due Diligence of high risk accounts
  • Surveillance; understanding and analysis of wash trade, spoofing, pump & dump scenarios
  • General understanding of broker/dealer clearing broker activities
  • Handle AML related documents, evidence and logs
  • Provide general AML Compliance support
  • Assist with ad hoc projects relating to AML Compliance as they arise

Qualifications:

  • BS or BA degree required
  • 1-2 years' work experience in a financial institution or financial services industry
  • Compliance related experience at a clearing broker dealing in Fixed Income/Municipals is a plus
  • CAMS Certification is a plus
  • Series 7 license a plus or willing to take within 6 months of hire (opportunity to earn Series 7 or CAMS for the right individual)
  • Law student pursuing a degree a plus
  • Superior written and verbal skills in order to communicate with fellow staff
  • Must be computer literate especially with MS office
  • The ideal candidate is discreet, well organized and detail oriented






Posted: 2019-10-10 Expires: 2019-11-08
Sponsored by:
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Sponsored by:
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Cantor Fitzgerald: AML Compliance Analyst

BGC Partners
New York, NY 10007

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