1+ months

Global Financial Crimes Specialist

Charlotte, NC 28230
Global Financial Crimes Specialist



Jersey City, New Jersey;Charlotte, North Carolina



**Job Description:**



The Global Financial Crimes (GFC) Specialist role will support execution of compliance and operational risk processes used to identify and mitigate risks associated with anti-money laundering (AML), counter terrorist financing, economic sanctions, and fraud for the Institutional desks within the Global Markets business. Role will partner with business, operations and other financial crimes teams to analyze business processes, internal controls, client behavior and transaction trends. Candidate will be responsible for execution of monitoring routines; evaluation of test results; execution of data, process and system analysis in support of risk assessment activities; identification of risks and issues to improve the control environment; and other aspects of facilitating the Financial Crimes compliance and operational risk program. Program is focused on the institutional sales and trading business adherence to requirements for understanding their client base, detecting and referring potential suspicious activity to compliance to support internal policy requirements, as well as external laws, rules, and regulatory guidance.



Required Skills:



+ 3+ years professional work experience, including at least 3 years of broker-dealer experience;

+ Institutional sales and trading experience in the front, middle or back office; or, Securities Compliance for a broker-dealer

+ Excel, SQL and other analytics tools

+ Proficiency with MS Office programs and ability to quickly learn proprietary technology applications

+ Bachelors Degree or equivalent work experience



**Desired Skills:**



+ SIE or Series 7, Series 3

+ Knowledge of anti-money laundering (AML) regulation and guidance for broker-dealers;

+ Certified Anti-Money Laundering Specialist (CAMS) certification;

+ Knowledge of FICC or Equity products and services and/or Prime Brokerage

+ Knowledge of trading and settlement systems, clearing, asset custody, wire payment or funds transfer systems



**Shift:**



1st shift (United States of America)



**Hours Per Week:**



40



Learn more about this role



Full time



JR-19061367



Manages People: No



Travel: No



Manager:



Talent Acquisition Contact:



Referral Bonus:











Bank of America and its affiliates consider for employment and hire qualified candidates without regard to race, religious creed, religion, color, sex, sexual orientation, genetic information, gender, gender identity, gender expression, age, national origin, ancestry, citizenship, protected veteran or disability status or any factor prohibited by law, and as such affirms in policy and practice to support and promote the concept of equal employment opportunity and affirmative action, in accordance with all applicable federal, state, provincial and municipal laws. The company also prohibits discrimination on other bases such as medical condition, marital status or any other factor that is irrelevant to the performance of our teammates.





To view the "EEO is the Law" poster, CLICK HERE at https://www.dol.gov/ofccp/regs/compliance/posters/pdf/eeopost.pdf .


To view the "EEO is the Law" Supplement, CLICK HERE at https://www.dol.gov/ofccp/regs/compliance/posters/pdf/OFCCP_EEO_Supplement_Final_JRF_QA_508c.pdf .











Bank of America aims to create a workplace free from the dangers and resulting consequences of illegal and illicit drug use and alcohol abuse. Our Drug-Free Workplace and Alcohol Policy (Policy) establishes requirements to prevent the presence or use of illegal or illicit drugs or unauthorized alcohol on Bank of America premises and to provide a safe work environment.





To view Bank of Americas Drug-free workplace and alcohol policy, CLICK HERE .

Industry

  • Banking / Finance
Posted: 2019-09-13 Expires: 2020-06-05

Success begins with building relationships.

At Bank of America, our customers are at the center of everything we do. Our focus is on helping each one find the right financial solutions. With a wide range of career opportunities available, we invite you to realize your career goals with us while assisting customers with what matters most to them.

Welcome to Careers at Bank of America.


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Global Financial Crimes Specialist

Bank of America
Charlotte, NC 28230

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