13 days old

Principal Portfolio Architect

FINRA
Rockville, MD 20850
  • Job Code
    R-001573

The Principal Portfolio Architect is a highly strategic and technical member of the management team within Technology, an autonomous thought leader in framing and overseeing long term technical vision and strategy based on strong understanding of the business or economic environment for a line of business, and typically reports directly to a Director or Senior Director.

  • Shepherd the design and adoption of complex technical visions at the line of business/technology initiative level.
  • Analyze and synthesize the portfolios solution context to develop strategic implementation plans and designs, document and mitigate risks, and provide regular updates and proposals to senior management.
  • Ensure architects and technology delivery leads adhere to architectural principles for technical decision making such that trade-off decisions and assumptions are intentional, rational, and documented.
  • Collaborate and coordinate with other Technology leaders to enable and/or adopt capabilities or otherwise evolve the technical landscape.
  • Work with project teams to ensure there is an intentional design that is suitable and sustainable for the problem.
  • Reviews product architectures to advance the technical integrity and alignment of solutions.
  • Demonstrate deep technical expertise, thought leadership, and vision.
  • Serve on Program or Solution Leadership Teams, architectural review boards, technical steering committees, or similar groups to provide expert architectural, delivery, or product direction, as necessary.
  • Effectively communicate long-term technology strategies and trade-offs both to senior management and delivery teams
  • Advise senior Technology management on technology purchases and on future initiatives.
  • Contribute to business cases to ensure prospective initiatives are both architecturally and technically viable and fit-for-purpose.
  • Contribute to the establishment, evolution and continued compliance with standard practices, processes, and security controls.
  • Ensure all work products meets/exceeds FINRA standards and risks are effectively managed.
  • Grow a culture of ownership, transparency, accountability, and personal investment where teams are fully responsible for all aspects of a solution.
  • Develop constructive and cooperative working relationships with peers both within and outside of Technology and maintain them over time.
  • Establish and maintain external relationships with strategic product / service vendors, FINRA clients / customers, FINRA regulators, industry forums (government &private councils, standards bodies, product forums, etc.), as appropriate.
  • Respectfully challenge decisions when necessary, even when doing so is uncomfortable or exhausting.
  • Keep abreast of market developments in area of technical expertise, assess their readiness and applicability, evaluate impact/ opportunity on existing implementations and mid-term needs, and recommend migration and implementation plans, as appropriate.
  • Remain current in technologies and engineering disciplines that are applicable to the portfolio.

To be considered for this position, please submit an application.

The information provided above has been designed to indicate the general nature and level of work of the position. It is not a comprehensive inventory of all duties, responsibilities and qualifications required.

Please note: If the Apply Now button on a job board posting does not take you directly to the FINRA Careers site, enter www.finra.org/careers into your browser to reach our site directly.

FINRA strives to make our career site accessible to all users. If you need a disability-related accommodation for completing the application process, please contact FINRAs accommodation help line at 240.386.4865. Please note that this number is exclusively for inquiries regarding application accommodations.

In addition to a competitive salary, comprehensive health and welfare benefits, and incentive compensation, FINRA offers immediate participation and vesting in a 401(k) plan with company match. You will also be eligible for participation in an additional FINRA-funded retirement contribution, our tuition reimbursement program and many other benefits. If you would like to contribute to our important mission and work collegially in a professional organization that values intelligence, integrity and initiative, consider a career with FINRA.

Important Information

FINRAs Code of Conduct imposes restrictions on employees investments and requires financial disclosures that are uniquely related to our role as a securities regulator. FINRA employees are required to disclose to FINRA all brokerage accounts that they maintain, and those in which they control trading or have a financial interest (including any trust account of which they are a trustee or beneficiary and all accounts of a spouse, domestic partner or minor child who lives with the employee) and to authorize their broker-dealers to provide FINRA with duplicate statements for all of those accounts. All of those accounts are subject to the Codes investment and securities account restrictions, and new employees must comply with those investment restrictionsincluding disposing of any security issued by a company on FINRAs Prohibited Company List or obtaining a written waiver from their Executive Vice Presidentby the date they begin employment with FINRA. Employees may only maintain securities accounts that must be disclosed to FINRA at one or more securities firms that provide an electronic feed (e-feed) of data to FINRA, and must move securities accounts from other securities firms to a firm that provides an e-feed within three months of beginning employment.

You can read more about these restrictions here.

As standard practice, employees must also execute FINRAs Employee Confidentiality and Invention Assignment Agreement without qualification or modification and comply with the companys policy on nepotism.

Search Firm Representatives

Please be advised that FINRA is not seeking assistance or accepting unsolicited resumes from search firms for this employment opportunity. Regardless of past practice, a valid written agreement and task order must be in place before any resumes are submitted to FINRA. All resumes submitted by search firms to any employee at FINRA without a valid written agreement and task order in place will be deemed the sole property of FINRA and no fee will be paid in the event that person is hired by FINRA.

FINRA is an Equal Opportunity and Affirmative Action Employer

All qualified applicants will receive consideration for employment without regard to age, citizenship status, color, disability, marital status, national origin, race, religion, sex, sexual orientation, gender identity, veteran status or any other classification protected by federal state or local laws as appropriate, or upon the protected status of the persons relatives, friends or associates.

FINRA abides by the requirements of 41 CFR 60-741.5(a). This regulation prohibits discrimination against qualified individuals on the basis of disability, and requires affirmative action by covered prime contractors and subcontractors to employ and advance in employment qualified individuals with disabilities.

FINRA abides by the requirements of 41 CFR 60-300.5(a). This regulation prohibits discrimination against qualified protected veterans, and requires affirmative action by covered prime contractors and subcontractors to employ and advance in employment qualified protected veterans.

2020 FINRA. All rights reserved. FINRA is a registered trademark of the Financial Industry Regulatory Authority, Inc.







Posted: 2020-06-29 Expires: 2020-07-28
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Principal Portfolio Architect

FINRA
Rockville, MD 20850

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