1+ months

Supervision Principal

Jacksonville, FL 32232
**Job Description:**



Supervision Principals perform a defined set of supervisory reviews of registered associates activities and principal approvals including e-mail and personal brokerage activity, new accounts, specified investment transactions, audit/compliance, coordination of certain projects, associate training, and process improvement. Other key responsibilities include the supervisory review of key suitability and best interest elements prior to enrollment into platform offerings and identifying and escalating emerging risks and trends. May be involved in projects for the development and/or implementation of new processes/procedures to improve operating efficiency and to ensure timeliness and accuracy of work/flow. May also be involved in high-level associate or customer contact and collaboration with Supervision Managers. Series 7, 66, or equivalent required, 9/10 or ability to obtain in 60 days required.



Bachelor's degree or equivalent work experience FINRA Series 7, 8 or 9/10, 63/65 or 66 or equivalent to be considered for the role Familiarity with compliance and regulatory issues, including GWIM Policies and Procedures Strong supervision and investment background with willingness to travel Strong leadership abilities, communication and delegation skills Familiarity with Microsoft Word, Excel and PowerPoint



**Posting Date** : 07/01/2019



**Location** :

Jacksonville, FL, JACKSONVILLE 4, 4803 DEER LAKE DR W,

- United States



**Travel** : No



**Full / Part-time** : Full time



**Hours Per Week** : 40



**Shift** : 1st shift



**Assistance for Applicants with Disabilities**



Bank of America is committed to ensuring that our online application process provides an equal employment opportunity to all job seekers, including individuals with disabilities. If you believe you need a reasonable accommodation in order to search for a job opening or to submit an application, please visit the Applicants with Disabilities page at http://careers.bankofamerica.com/us/applicants-with-disabilities .



**Diversity & Inclusion**



At Bank of America, our commitment to diversity and inclusion is helping us to create not only a great place to work, but also an environment where our employees, our customers and our communities around the world can reach their goals and connect with each other. All qualified applicants will receive consideration for employment without regard to race, color, religion, gender, gender identity or expression, sexual orientation, national origin, genetics, disability, age, or veteran status.



**Frequently Asked Questions**



Need to know how to apply online, view a list of your submitted job applications or reset your password? Visit our FAQ at http://careers.bankofamerica.com/us/faq section for answers to these questions and more.

Industry

  • Banking / Finance
Posted: 2019-07-03 Expires: 2019-09-28

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Supervision Principal

Bank of America
Jacksonville, FL 32232

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