14 days old

Asset Servicing Global Control Consultant

Northern Trust
Chicago, IL 60602
  • Job Code
    30965
Northern Trust's Asset Servicing Control Team has an exciting new opportunity as a Control Consultant. We are looking for a dynamic leader to drive the implementation of a newly outlined systematic control framework. Asset Servicing Control is responsible for providing assurance to the business as to the effectiveness of the control environment while creating awareness of risk exposure across the bank

The Senior Consultant is responsible for working with control & practice managers to actively execute control best practices and advise on both mitigation of risks and control enhancements. Regular activities to be executed by the senior consultant include risk-based control reviews, effective test execution, and in-depth analysis of incidents to identify key trends and solutions to prevent future reoccurrence.

Objectives:


Build trusted relationships and partnerships through proactive engagement with the relevant stakeholders within the Business.
Support and consult with the Business for timely completion of Risk Control Self Assessments
Contribute to periodic risk and design reviews of operational processes, procedures, and client specific servicing deliverables. Ensure findings include recommendations for improvement and are documented and reviewed with the Control manager and the Business Unit head.
Test the practice area processes, controls and operating practices to understand the control effectiveness and provide recommendations for enhancements where appropriate
Escalate risk and control related matters to the practice control manager.
Evaluate incidents , operational losses and perform thorough analysis to identify trends and root cause to inform both tactical and strategic process improvements.
Assist with the facilitation of audits and regulatory examinations. Track and monitor all audit and regulatory findings to ensure all open issues are fully remediated and closed in a timely manner.
Support and execute on Global Control Programs and assist with operational and/or corporate risk initiatives where directed.
Provision of management reporting and input into board reports

Bachelor's degree or equivalent experience required
4+ years of financial services experience in controls, quality assurance, risk management, or business transformation
Proficient knowledge of control and risk management concepts with the ability to design, create and evaluate risk & control environments in conjunction with business partners.

Additional Information





Posted: 2022-06-17 Expires: 2022-07-16
Sponsored by:
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Sponsored by:
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Asset Servicing Global Control Consultant

Northern Trust
Chicago, IL 60602

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