28 days old

Director, Business Ethics & Resolve (Hybrid/Remote)

Prudential Ins Co of America
Newark, NJ 07102
  • Job Code

Job Classification:

Corporate - Legal and Compliance

Director, Conflicts of Interest (Personal & Institutional)

Our Business:

Prudential Financial, Inc. is a leading U.S. based publicly traded global life insurance and diversified financial services corporation with a world class brand and balance sheet. The company is committed to helping customers grow and protect their wealth through a variety of products and services including life insurance, annuities, investments and retirement-related services.

Our Role:

We are seeking a Director, Conflicts of Interest (Personal & Institutional Conflicts) for Prudential. This position sits within the Conflicts of Interest Center of Excellence and reports directly to Prudentials Corporate Ethics Officer. This leadership role directly oversees both the personal and institutional conflicts of interest global programs. This role is responsible for managing and continuing to improve the conflicts of interest programs, engaging with global stakeholders in both the businesses and functions, and participating in the compliance risk management program on behalf of the conflicts function.

Responsibilities include:

  • Serve as a thought leader for the personal and institutional conflicts function

  • Oversee data analytics, trend identification, and creation of reporting for conflicts function

  • Provide advice and guidance to employees with respect to conflicts-of-interest policies and procedures

  • Facilitate timely employee conflicts of interest disclosures

  • Lead the team in assessing and improving the efficiency of conflicts systems, processes and matters, including on matters related to conflicts of interest policies, procedures, supporting technologies, communications, and training. Provide valuable input for improvements based on community feedback and experience

  • Support communications and training regarding conflicts

  • Identify, and analyze existing and new conflicts regulations in addition to championing best practices related to conflicts

  • Analyze and facilitate review of personal and institutional conflicts of interest matters for businesses and corporate functions, including screening of business opportunities and transactions as needed

  • Develop strong partnerships with Legal & Compliance, business unit, and other control function colleagues

  • Participate in compliance risk management program on behalf of conflicts function

  • Perform other related duties as assigned


  • The ideal candidate will have experience running global personal and institutional conflicts programs

  • Ability to maintain confidentiality of sensitive matters and exercise discretion

  • Excellent organizational skills and the ability to meet competing deadlines

  • Ability to work effectively in matrixed organization

  • Excellent written/oral communication skills

  • Demonstrated ability to achieve results in a fast paced, deadline driven environment with multiple priorities and stakeholders

  • Bachelors degree

  • 7-10 years of financial services/insurance industry experience preferred, global experience preferred

While this position can be based out of our Newark, NJ offices, we are also open to remote candidates nationwide. Salary range specific to Colorado: $129,900.00 - 175,700.00 USD Annual + discretionary incentive bonus + benefits


Prudential Financial, Inc. of the United States is not affiliated with Prudential plc. which is headquartered in the United Kingdom.

Prudential is a multinational financial services leader with operations in the United States, Asia, Europe, and Latin America. Leveraging its heritage of life insurance and asset management expertise, Prudential is focused on helping individual and institutional customers grow and protect their wealth. The company's well-known Rock symbol is an icon of strength, stability, expertise and innovation that has stood the test of time. Prudential's businesses offer a variety of products and services, including life insurance, annuities, retirement-related services, mutual funds, asset management, and real estate services.

We recognize that our strength and success are directly linked to the quality and skills of our diverse associates. We are proud to be a place where talented people who want to make a difference can grow as professionals, leaders, and as individuals. Visit www.prudential.com to learn more about our values, our history and our brand.

Prudential is an equal opportunity employer. All qualified applicants will receive consideration for employment without regard to race, color, religion, national origin, ancestry, sex, sexual orientation, gender identity, national origin, genetics, disability, marital status, age, veteran status, domestic partner status , medical condition or any other characteristic protected by law.

The Prudential Insurance Company of America, Newark, NJ and its affiliates.

Note that this posting is intended for individual applicants. Search firms or agencies should email Staffing at staffingagencies@prudential.com for more information about doing business with Prudential.

If you need an accommodation to complete the application process, which may include an assessment, please email

Please note that the above email is solely for individuals with disabilities requesting an accommodation. If you are experiencing a technical issue with your application or an assessment, please email careers.technicalsupport@prudential.com to request assistance.

Posted: 2022-07-15 Expires: 2022-08-13
Sponsored by:
ADP Logo
Sponsored by:
Bank of America Logo

Featured Jobs[ View All ]

Featured Employers

Before you go...

Our free job seeker tools include alerts for new jobs, saving your favorites, optimized job matching, and more! Just enter your email below.

Share this job:

Director, Business Ethics & Resolve (Hybrid/Remote)

Prudential Ins Co of America
Newark, NJ 07102

Join us to start saving your Favorite Jobs!

Sign In Create Account
Powered ByCareerCast