27 days old

Internal Auditor Staff I

Guaranty Bank and Trust N.A.
Addison, TX 75254
  • Job Code

We are looking for an objective Internal Auditor to add value and improve our operations by bringing a systematic and disciplined approach to the effectiveness of risk management, control, and governance processes. This position requires a strong knowledge of accounting procedures and a sound judgement.

The Internal Auditor position assists in the completion of SOX 404 reviews, FDICIA Part 363 compliance and independent internal audits of financial records and control procedures to prevent the occurrence of fraud, financial misstatement, and ensure the financial institution is in compliance with laws and regulations.

Job Functions:

  • Understand and execute the requirements of SOX 404 and FDICIA part 363 for financial institutions.

  • Maintain a strong understanding of the COSO 2013 framework.

  • Complete regular and surprise audits and reviews of all bank departments, accounts and functions.

  • Takes ownership of assignments from planning to reporting.

  • Lead and mentor other staff members when opportunities present themselves

  • Must realize when to elevate potential audit issues as soon as they are identified.

  • Assist with independent auditors and regulatory examiners during audits as necessary.

  • Assist in the implementation of new or revised internal audit policies, methods and procedures.

  • Prepare written reports of internal audit reviews, including findings, analyses, conclusions and recommended actions.

  • Reviews and revises auditing techniques and internal controls and recommend changes based on audit findings.

  • Work with the Director of Internal Audit to manage the recommended corrective actions to completion.

  • Manage multiple ongoing projects and relationships while responding to unplanned, critical needs.Able to think quickly and use experience to prioritize work flow for self and team.

  • Maintain accurate work papers on all internal audits and examinations.

  • Identify opportunities for the use of automation and make recommendations for software support requests.

  • Engage in relevant training regarding audit, financial controls, regulations or a particular specialty.

  • Maintain confidentiality of sensitive information and know how to use appropriately.

  • Comply with all federal, state and local regulatory rules and regulations governing financial institutions, as well as all company policies and procedures.

  • Complete and pass all required regulatory compliance training as assigned.

  • Perform other departmental duties as assigned.

Job Skills/Qualifications:

  • Bachelors degree in accounting, finance, business or other directly related field; or, equivalent work experience.

  • 0-2 years of experience in auditing, accounting, or relevant position in financial services

  • CPA or CPA eligible is preferred

  • Proficiency in accounting principles and techniques preferred.

  • Relevant experience within a financial services industry is preferred.

  • Strong written and verbal communication skills.

  • Demonstrated commitment and accountability.

  • Proficient with computer skills including Microsoft Word, Excel, PowerPoint and Outlook.

Posted: 2022-07-15 Expires: 2022-08-13
Sponsored by:
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Sponsored by:
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Internal Auditor Staff I

Guaranty Bank and Trust N.A.
Addison, TX 75254

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