19 days old

Senior Consultant, Regulatory Compliance - Risk Consulting

Mazars USA LLP
Los Angeles, CA 90012
  • Job Code
    R0001893
Job Description:

Senior Risk Consultant - Internal Audit

Mazars in US is an independent member firm of Mazars Group, an international audit, tax and advisory organization with operations in over 90 countries. With roots going back to 1921 in the US, the firm has significant national presence in strategic geographies, providing seamless access to 26,000+ professionals around the world. Our industry specialists deliver tailored services to a wide range of clients across sectors, including individuals, high-growth emerging companies, privately-owned businesses and large enterprises.

Mazars works as a single, integrated team, committed to helping our clients and people succeed by respecting who they are and how they work, adapting our approach accordingly. We take pride in what we do and are committed to playing our part in building the economic foundations of a fair and prosperous world.

Our Consulting practice seeks an experienced Senior Consultant to join our Risk Consulting team in our New York office. As a Senior Risk Consultant in this practice, you work as part of a consulting team and are expected to play a significant role in client engagement, along with maintaining additional internal (non-client) responsibilities.

The preferred location for this position is our Florida office.

Our firm has offered our employees the option of working remotely at this time.

Professional Responsibilities:

Client Service and Delivery


  • General understanding of the Banking industry and its business needs

  • Solid understanding of consumer financial laws and regulations related to advertising, and lending and depository products such as UDAAP, CAN-SPAM, FCRA, TCPA, TISA (Reg. DD), Reg. CC RESPA (Reg. X),TILA (Reg. Z), Reg. W, Reg. O, Flood, SCRA, ECOA (Reg. B) Privacy (Reg. P) and; familiarity of other specialized subject matters such as CMS (Compliance Management System) (Policies, Procedures, Training, Monitoring, Complaints, Risk Assessments

  • Solid understanding of Banking processes and operations (e.g. wire transfers, deposits, loan operations, branch operations, regulatory compliance, credit, etc.)

  • Deliver exceptional service as part of an engagement team with general supervision

  • Participates in both client and internal presentations, work product, report development and deliverable creation

  • Communicate ideas to clients in a clear and understandable manner

  • Demonstrate sound judgment and effective decision making in order to manage and mitigate risk

  • Ability to identify risks, develop internal controls to mitigate such risks, and opportunities for improvement to client operations

Project Management


  • Completes assigned tasks within scope through effective time management

  • Understands engagement and project planning

  • Contributes to work planning and status reporting on assigned engagements

  • Recognize, research and participate in resolution of identified engagement issues

  • Perform a careful self-review of work to ensure individual quality control

Business Development, and Firm Growth


  • Assists and participates in proposal and business development initiatives as needed

  • Participates in recruiting and staff orientation programs for other consulting professionals

  • Participates in internal efforts to build methodologies and create business development materials

Professional Growth


  • Develops and maintains expertise in technical & industry areas

  • Develops an understanding of all GRC offerings and tools required by the professional services delivered

  • Maintains ongoing CPE requirements and development

  • Work towards obtaining an approved certification related to technical areas

Qualifications:

Education and Certifications


  • Bachelor of Science degree in Accounting, Finance or a Business-related field of study

  • Advanced degrees are a preferred

  • Professional credentials such as CPA or CIA is valued

Prior Business Experience

  • 4 + years of consulting experience in a CPA firm or a consulting firm

  • Work exposure to financial services or the banking industry is a plus

  • Prior external audit or internal audit work experience is a plus

Additional Skills

  • Problem solving and analytical skills

  • Strong written and oral presentation and communication skills

  • Ability to proactively manage multiple commitments simultaneously

  • Experience building effective relationships with clients and colleagues

  • Excellent organizational and time management skills utilizing project management methods and tools

  • Authorization to work in the United States without sponsorship is required

What We Offer:


  • Competitive base salary and incentive compensation plan

  • A comprehensive, competitive benefits package that includes medical, dental and life insurance plans, generous paid days' off (PDO) plan, and a competitive 401k Plan

  • Dynamic, diverse work experience in a growing global organization

  • An inclusive, client-centered environment where you can develop new skills, enhance your overall business knowledge and work with world-class professionals

  • Intensive customized training, including in-house leadership development programs, continuing professional education courses, and both classroom and on-the-job training

  • Opportunity for International Mobility experiences are also available

Mazars USA LLP is an equal opportunity/affirmative action employer and maintains a drug-free workplace.





Posted: 2022-06-17 Expires: 2022-07-16
Sponsored by:
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Senior Consultant, Regulatory Compliance - Risk Consulting

Mazars USA LLP
Los Angeles, CA 90012

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