17 days old

Sr. Business Risk Manager

Silicon Valley Bank
Tempe, AZ 85281
  • Job Code

Join a bank like no other.

When you work with the world's most innovative companies, you know you're making a difference. Our clients are the game changers, leaders and investors who fuel the global innovation economy. They're the businesses behind the next medical breakthroughs. And the visionaries whose new technologies could transform the way people live and work. They come to SVB for our expertise, deep network and 30 years of experience in the industries we serve, and to partner with diverse teams of passionate, enterprising SVBers, dedicated to an inclusive approach to helping them grow and succeed at every stage of their business. Join us at SVB and be part of bringing our clients' world-changing ideas to life.

Primary Responsibilities:

Represent the Business Risk Operations Office in all business transformation initiatives to ensure Risk and Control consideration in new technology and/or process buildout during the entire project lifecycle.

Maintain a complete and current inventory of all the process and control related documents for Global Operations, Deposits, Cards and Cash Management Operations.

Exercise judgment and influence, and if needed, assist Global Operations, Deposits, Cards and Cash Management Operations on the development, implementation and monitoring of processes and controls to reduce risk and ensure compliance.

Manage, communicate and provide periodic reporting and metrics to Global Operations, Deposits, Cards and Cash Management Operations on key issues, initiatives and special projects.

Proactively manage the relationships with internal Global Operations, Deposits, Cards and Cash Management Operations groups and the second and third lines of defense.

Highlight control breakdowns, inadequate processes, and unexpected events and implement corrective actions quickly to address process and control deficiencies.

Stay abreast and knowledgeable of the related regulatory, industry and compliance requirements in which Global Operations, Deposits, Cards and Cash Management Operations must meet to satisfy our regulators' expectations and anticipate industry trends or changes.

Assist in incorporating and executing complex regulatory and industry requirements and the "right size" application of those requirements as initiated within the organization.

Participate and provide guidance for new initiatives and product expansions, including determination of mitigating controls.

Promote open and effective communication on risk and control issues and remediation strategies.

Audit coordination - manage and facilitate all external and internal audit related matters in related to financial key controls deficiencies and gaps.

Facilitate and manage all SOC 1 reports applicable to the business.

Provide advisory value-added services to the business in identifying controls, improving language and/or enhancing quality of documentation and coordinating with SOX group to ensure it aligned with their guidelines and expectations.

Be a key liaison between outside consultants, auditors, 2nd line business partners and the business on new initiatives and in establishing a solid understanding of the issue and risks identified that need to be coordinated and resolved by the business.

Bachelor's degree in Finance, Accounting or Business required (Master's degree desirable) with a minimum of 5-10 years of relevant risk management, control testing and documentation experience.

The ideal candidate will have direct experience working in a 1st or 2nd line Internal Controls Advisory role within a financial institution, or consulting experience advising financial institutions on the implementation of effective risk managed internal control structure and associated documentation (Process Maps, Narratives, Control design and efficiency testing etc.)

Coordinate walk-throughs, test of design and efficiency on key internal controls and quality documentation of the work performed for audit trail purposes for both 2nd line or External Auditors review.

Ability to analyze and accurately evaluate risk associated with an identified gap and involve right stakeholders to device a solid remediation plans that keeps the residual risk within the tolerance level.

Working knowledge of banking in general and functional knowledge of key control structure and environment within credit card, cash management, deposits and Global operations.

Strong expertise with MS Office including Word, Excel, PowerPoint, and Visio as well as Adobe Acrobat. Experience with Workiva/SOX and GRC tools a plus.

- Certified Internal Auditor, Certified Public Accountant or similar recognized Risk certifications.

- Dedicated team player.

- Excellent interpersonal, communication and organizational skills.

- Demonstrated project management, analytical and problem-solving skills.

- Ability to collaborate, negotiate, influence and build consensus across the organization.

- Displays excellent time-management and problem-solving skills.

- Demonstrates sound judgment and strong analytical skills.

- Must possess keen attention to detail.

- Ability to create job aides, procedures, and conduct trainings.

- Must be adaptable and flexible to support change in regulatory environments.

- Ability to travel to attend meetings and/or conduct training.

Posted: 2021-01-05 Expires: 2021-02-03
Sponsored by:
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Sponsored by:
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Sr. Business Risk Manager

Silicon Valley Bank
Tempe, AZ 85281

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