15 days old

Sr. Internal Audit Associate - Regulatory Reporting

Silicon Valley Bank
Santa Clara, CA 95050
  • Job Code

When you work with the world's most innovative companies, you know you're making a difference.

Our clients are the game changers, leaders and investors who fuel the global innovation economy. They're the businesses behind the next medical breakthroughs. And the visionaries whose new technologies could transform the way people live and work.

They come to SVB for our expertise, deep network and nearly forty years of experience in the industries we serve, and to partner with diverse teams of passionate, enterprising SVBers, dedicated to an inclusive approach to helping them grow and succeed at every stage of their business.

Join us at SVB and be part of bringing our clients' world-changing ideas to life. At SVB, we have the opportunity to grow and collectively make an impact by supporting the innovative clients and communities SVB serves. We pride ourselves in having both a diverse client roster and an equally diverse and inclusive organization. And we work diligently to encourage all with different ways of thinking, different ways of working, and especially those traditionally underrepresented in technology and financial services, to apply.

Job Description

About the Role

The Internal Audit (IA) function provides the Bank with objective and independent assurance services to support the Bank in its mission and help achieve its objectives through proactive risk management. We have an exciting opportunity in our Internal Audit group for Senior Internal Audit Associate.

This Senior Internal Audit Associate will be responsible for executing moderate to complex regulatory compliance audits, including performing risk assessments, developing audit scope and audit programs, executing audit programs, and communicating audit results to management.

Core Responsibilities:

  • Assist audit management in executing regulatory compliance internal audit programs.
  • Develop regulatory compliance audit testing programs and test key controls within SVB's environment leveraging the SVB internal audit methodology.
  • Assess new, or changes to existing, processes to identify regulatory risks and recommending improvements
  • Document and communicate audit work and results
  • Assess the significance of audit findings, conclude on findings and make practical recommendations to management
  • Effectively communicate with process owners and be a good representative of the Internal Audit department
  • Establish and maintain relationships with key business partners across the organization
  • Contribute to the completion of continuous monitoring activities for assigned auditable entities
Skills and Requirements:
  • An undergraduate degree in Finance, Accounting or a related business field is required
  • 3-5 years of financial services-related audit experience
  • An active professional certification in public accounting or internal auditing is recommended (e.g., CPA, CIA, CRCM, CAMS)
  • Demonstrate experience in executing regulatory compliance audits for banking/financial institutions in some of the following areas: consumer regulations, insider lending, affiliate transactions, anti-money laundering, privacy, FINRA/SEC regulations
  • Strong verbal and written communication skills
  • Pro-active, high energy and strong interpersonal skills with a team-focused attitude, demonstrating the ability to collaborate and compromise while building effective relationships

2021 SVB Financial Group. All rights reserved. SVB, SVB FINANCIAL GROUP, SILICON VALLEY BANK, MAKE NEXT HAPPEN NOW and the chevron device are trademarks of SVB Financial Group, used under license. Silicon Valley Bank is a member of the FDIC and the Federal Reserve System. Silicon Valley Bank is the California bank subsidiary of SVB Financial Group (Nasdaq: SIVB).

Equal Employment Opportunity

Silicon Valley Bank is an equal opportunity employer and is dedicated to expanding its commitments and investments to create a more diverse, equitable and inclusive company culture and innovation ecosystem. We are strongly committed to the values and policy of equal employment opportunity across our employment practices.

Silicon Valley Bank is registered in England and Wales at Alphabeta, 14-18 Finsbury Square, London EC2A 1BR, UK under No. FC029579. Silicon Valley Bank is authorised and regulated by the California Department of Business Oversight and the United States Federal Reserve Bank; authorised by the Prudential Regulation Authority with number 577295; and subject to regulation by the Financial Conduct Authority and limited regulation by the Prudential Regulation Authority. Details about the extent of our regulation by the Prudential Regulation Authority are available from us on request.

Posted: 2022-06-17 Expires: 2022-07-16
Sponsored by:
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Sr. Internal Audit Associate - Regulatory Reporting

Silicon Valley Bank
Santa Clara, CA 95050

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